REGISTRATION PROCESS Compliance, Verification & Onboarding Requirements

Every registration with USM Financial Consultants LLC is unique. Onboarding is conducted under strict compliance mandates, meeting both local UAE regulations and international compliance benchmarks.

Registration Standards

At USM as registered Financial Consultants, we make sure each and every registration is based on Analysis, Verification, Certification & Acceptance of the details provided under local government body regulations.

Initial Registration Fee 1,370 USD Applicable only to Investors & Customers. Investment Firms are exempt from charges.
USM Registration and Compliance

Mandatory Compliance Scenarios

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Investors

  1. Personal details including full residential address.
  2. Employment status, occupation, and source of funds planned to invest.
  3. Corporate or personal banking details.
  4. If owning a business, all legal and financial documents of the entity.
  5. Financial documents must be analyzed, verified, and attested by a registered and verified Chartered Accountant (third-party, minimum 10 years experience).
  6. Central Bank clearance validation report.
  7. Character Certificate issued by local legal authorities.
  8. Completion of USM Registration Forms.
  9. Acceptance of USM Terms & Conditions.
Note: Mandatory KYC Submission.
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Investment Firms

  1. Organization profile, registration papers, and certificate of incorporation.
  2. Full address of registered head office and operational branches.
  3. Corporate or personal banking details.
  4. Certified capacity statement of financial pools and capital resources.
  5. Core investment criteria, sector preferences, and target mandates.
  6. Completed corporate Registration Forms.
  7. Acceptance of USM Terms & Conditions.
Note: Exempted from Registration Fees
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Customers

  1. Business profile, commercial goals, and operational details.
  2. Personal details of signatories, including full address.
  3. Detailed banking credentials.
  4. Banking details.
  5. Corporate legal and administrative dossier:
    • Trade License (all pages).
    • Chamber of Commerce Certificate (if applicable).
    • Passports with visa pages (for all partners and sponsors).
    • Local identity cards (EID copies).
    • Memorandum of Association (MOA) and amendments.
    • Power of Attorney (PoA) documents.
    • Office Tenancy Contract and premises deeds.
    • Active employee list.
    • Bank statements and audited financial reports (last 3 years).
    • VAT reports (last 1 year).
    • Credit facility offer letters and asset/collateral lists.
    • Sales contracts and commercial sales invoices (minimum 10 copies).
  6. Financial analysis of accounting systems audited by a verified 10-year Chartered Accountant.
  7. Attestation of business evaluations by individual third-party Chartered Accountants.
  8. CBR (Credit Bureau Report).
  9. Completion of Customer Registration Forms.
  10. Acceptance of USM Terms & Conditions.
Note: Registered third-party Chartered Accountants must have a minimum of 10 years of credentials.
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DECLARATION

We declare that USM Financial Consultants LLC works strictly as a registered Service Provider and advisory panel in Business Bay, Dubai, United Arab Emirates, under lawful government regulatory bodies.
USM Financial Consultants LLC itself is not a funding entity.